Most brokerage firms require their customers to contractually agree to submit all disputes arising in connection with their securities account to binding securities arbitration, which is the equivalent of a trial, before a forum sponsored by a Self Regulatory Organization, such as the FINRA or the New York Stock Exchange. The agreement to arbitrate is customarily found in all stock brokerage new account agreements, margin agreements, and option agreements. Arbitrations are conducted in accordance with the Uniform Code of Arbitration (Uniform Code) as developed by the Securities Industry Conference on Arbitration.
Miami Securities Arbitration Lawyer
Security is something most people take for granted until it personally affects them. Being victimized by a crime is always terrifying and can result in feelings of helplessness, depression and anger. When you have been assaulted, raped or when your relative has been murdered, you may even need to seek professional help to overcome the severe emotional traumas arising from the incident. If these acts happened in a place that should have been safe, the property owner may be responsible for your suffering. If you have been a victim of negligent security, please contact a Miami injury and accident attorney.
Many robbers, rapists and other criminals scope out a place before selecting a location for their crimes. If a rapist finds he can wander the hallways of a hotel without being harassed, he will likely choose to commit his crimes there. If a mugger notices he can easily loiter in a dark parking structure, he may wait around until a victim arrives. If other criminals hear about these crimes being committed consequence free, they may head to the same spots to commit illegal acts. That is why it is the building owner's responsibility to install bright lighting, hire security guards and install security cameras when they notice suspicious activities are going on in their premises. If you have been harmed because the landowner failed to take these actions, you should speak with a Miami negligent security lawyer about your injury.
Miami negligent security lawyer
You are not alone. While you may feel scared or alienated after the attack, you can rest assured that many other people have gone through the same suffering as you. Thousands of people every year are harmed due to negligent security. The only way to prevent further incidences like these from happening is to send a strong message to landowners everywhere by filing injury claims in Miami, Florida every time someone is victimized due to negligent security.
You May Be Eligible For Compensation If You Were Injured Because Of Negligent Security
If you have been a victim of inadequate security, you may be eligible for compensation. Your Miami injury lawyer can help you claim damages covering:
Auction Rate Securities Lawyer
The Bernstein Law Firm is presently evaluating legal options for investors who were sold Auction Rate Securities and have suffered illiquidity, excessive devaluation or default on their investments.
Although the firms marketing these investments did not guarantee liquidity if the auction of the bonds failed, investors may not have been advised or made aware of the liquidity and credit risks associated with these securities.
Any misrepresentation or omission in the sale of a security can form a basis for legal claim for damages.
Auction Rate Securities (ARS) are long term bonds or preferred stock with variable interest rates and yields. ARS have often been marketed by brokerage firms as a safe, liquid alternative to Money Market Funds. Investors believing that they had a safe, liquid investment, for either the short or long term, may have been exploited by the brokerage firms for lack of disclosure regarding the reality of these securities becoming illiquid or frozen.
Types of ARS Investments We Can Help You With
Types of ARS investments include:
- Taxable Closed-End Funds
- Municipal Closed-End Funds
- Municipal Insurers
- Student Loans
- Collateralized Debt Obligations (CDO).